Michael Mccarthy
Michael Mccarthy is a registered investment advisor at LPL Financial LLC, based in Oxford, MA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
351 Main St, Oxford, MA, 01540
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2008Other Business Activities
Michael uses the DBA Brookstone Wealth Management in Oxford, MA, since 2013. This appears to be related to his advisory business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Pfpc Distributors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.