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CFP
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CFP

Sylvester Williams

Ameriprise Financial Services, LLC
25 Years of Experience
Sandy Springs, GA
Broker
View SEC Summary
View SEC Summary

Sylvester Williams is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Sandy Springs, GA, with 25 years of industry experience. Sylvester is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Sandy Springs, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sylvester owns a single-family real estate property since 2020. He is also an associate financial advisor at Thu Clear, Inc., dedicating about a quarter of his time to this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2022 - Present · 4 yrs 8 mos
Ameriprise Financial Services, LLCBroker
February 2022 - Present · 4 yrs 8 mos
Ameriprise Financial Services, LLC
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2020 - January 2022 · 1 yr 2 mos
Ameriprise Financial Services, LLCBroker
November 2020 - January 2022 · 1 yr 2 mos
Allworth Financial, L.P.
January 2020 - June 2020 · 5 mos
Raa
July 2016 - January 2020 · 3 yrs 6 mos
Advisor Financial Services, LLP
April 2015 - November 2016 · 1 yr 7 mos
Fifth Third Securities, INC.
July 2014 - March 2015 · 8 mos
Fifth Third Securities, INC.Broker
June 2014 - March 2015 · 9 mos
Wells Fargo Advisors, LLC
March 2009 - June 2014 · 5 yrs 3 mos
Wells Fargo Advisors, LLCBroker
February 2009 - June 2014 · 5 yrs 4 mos
UBS Financial Services INC.
July 2008 - March 2009 · 8 mos
UBS Financial Services INC.Broker
May 2008 - March 2009 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
February 2000 - April 2008 · 8 yrs 2 mos
State Registrations27 states
ALCADCFLGAILINKSLAMAMDMIMNNCNJNMNVNYOHORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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