SW
CFP
SW
CFP

Sylvester Williams

25 Years of Experience
Sandy Springs, GA
Broker

Sylvester Williams is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Sandy Springs, GA, with 25 years of industry experience. Sylvester operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Sandy Springs, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sylvester owns a single-family real estate property since 2020. He is also an associate financial advisor at Thu Clear, Inc., dedicating about a quarter of his time to this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2022 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLC
February 2022 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLCBroker
February 2022 - Present · 4 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2020 - January 2022 · 1 yr 2 mos
Ameriprise Financial Services, LLCBroker
November 2020 - January 2022 · 1 yr 2 mos
Allworth Financial, L.P.
January 2020 - June 2020 · 5 mos
Raa
July 2016 - January 2020 · 3 yrs 6 mos
Advisor Financial Services, LLP
April 2015 - November 2016 · 1 yr 7 mos
Fifth Third Securities, INC.
July 2014 - March 2015 · 8 mos
Fifth Third Securities, INC.Broker
June 2014 - March 2015 · 9 mos
Wells Fargo Advisors, LLC
March 2009 - June 2014 · 5 yrs 3 mos
Wells Fargo Advisors, LLCBroker
February 2009 - June 2014 · 5 yrs 4 mos
UBS Financial Services INC.
July 2008 - March 2009 · 8 mos
UBS Financial Services INC.Broker
May 2008 - March 2009 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
February 2000 - April 2008 · 8 yrs 2 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.