CFP · ChFC

David Steinberg

24 Years of Experience

Colorado Springs, CO

Broker

David Steinberg is a CFP, ChFC-designated registered investment advisor, based in Colorado Springs, CO, with 24 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2220 Briargate Parkway, Colorado Springs, CO, 80920

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

T. Rowe Price Advisory Services, INC.

September 2026 - Present · 1 mo

T. Rowe Price Investment Services, INC.

September 2026 - Present · 1 mo

T. Rowe Price Investment Services, INC.Broker

September 2026 - Present · 1 mo

Previous Registrations

Empower Financial Services, INC.Broker

March 2022 - April 2026 · 4 yrs 1 mo

Empower Advisory Group, LLC

March 2022 - April 2026 · 4 yrs 1 mo

T. Rowe Price Advisory Services, INC.

February 2019 - March 2022 · 3 yrs 1 mo

T. Rowe Price Investment Services, INC.Broker

January 2019 - March 2022 · 3 yrs 2 mos

Mercer Allied Company, L.P.Broker

April 2008 - June 2018 · 10 yrs 2 mos

Dion Money Management LLC

October 2007 - November 2007 · 1 mo

Dion Money Management INC

November 2006 - October 2007 · 11 mos

UBS Financial Services INC.Broker

November 2005 - August 2006 · 9 mos

Phoenix Equity Planning CorporationBroker

June 1999 - October 2004 · 5 yrs 4 mos

American Express Financial Advisors INC.Broker

October 1998 - January 1999 · 3 mos

Ids Life Insurance CompanyBroker

October 1998 - January 1999 · 3 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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