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JB
CFP
JB
CFP

Joseph Bannon

Commonwealth Financial Network
27 Years of Experience
Farmington, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Bannon is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Farmington, CT, with 27 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

231 Farmington Avenue, Farmington, CT, 06032

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph is the owner of Bannon & Company, LLC, which facilitates securities and insurance business, and Hilltop Capital, LLC, which owns real estate holdings. Joseph also sells fixed insurance under the name Bannon & Company, LLC.

Employment History
Current Registrations
Commonwealth Financial Network
January 2009 - Present · 17 yrs 9 mos
Commonwealth Financial NetworkBroker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Bannon Ohanesian & Lecours, INC.
May 1999 - January 2009 · 9 yrs 8 mos
Bannon, Ohanesian & Lecours, INC.Broker
May 1999 - January 2009 · 9 yrs 8 mos
Dean Witter Reynolds INC.Broker
November 1998 - April 1999 · 5 mos
State Registrations4 states
CTFLMANJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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