Mary Masters
Mary Masters is a registered investment advisor at Masters Tax and Financial Planning LLC, based in Statesville, NC, with 27 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 54 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.20% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees on assets over $5,000,000 are negotiable.
Fee Estimator
Location
246 E Broad Street, Statesville, NC, 28677
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2022Customer Dispute
March 2021Financial
July 2016Other Business ActivitiesSells Insurance
Mary is a licensed insurance agent and offers insurance products through a broker as needed. This activity consumes minimal time.
Employment History
Current Registrations
Masters Tax and Financial Planning LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Investment Design Management
Purshe Kaplan Sterling InvestmentsBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
Fsc Securities Corporation
Advantage Capital Corporation
Advantage Capital CorporationBroker
Fsc Securities CorporationBroker
First Union Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.