MS
MS

Mark Sandbach

26 Years of Experience
Louisville, KY
1 DisclosureBroker

Mark Sandbach is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4969 US Highway 42, Suite 1200, Louisville, KY, 40222

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History

Regulatory History (1)
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Criminal
August 1987
Final Disposition
Employment History
Current Registrations
Morgan Stanley
February 2015 - Present · 11 yrs 3 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2009 - May 2012 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
June 2009 - November 2014 · 5 yrs 5 mos
Wells Fargo Advisors, LLCBroker
June 2008 - June 2009 · 1 yr
Wells Fargo Advisors, LLC
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. Incorporated
April 2007 - April 2008 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2008 · 1 yr
Morgan Stanley
January 2002 - April 2007 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
June 2001 - April 2007 · 5 yrs 10 mos
UBS Painewebber INC.Broker
August 2000 - June 2001 · 10 mos
J.C. Bradford & CO.Broker
March 1999 - August 2000 · 1 yr 5 mos
State Registrations35 states
ALARAZCACODCDEFLGAILINKSKYLAMAMDMIMNMOMSNCNHNJNMNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.