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CFP

Abraham Horowitz

Janney Montgomery Scott LLC
27 Years of Experience
Miami, FL
1 DisclosureBroker
View SEC Summary
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Abraham Horowitz is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 27 years of industry experience. Abraham is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1336 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8950 SW 74 Court, Suite 2005, Miami, FL, 33156

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Abraham owns and manages multiple rental properties in Florida and North Carolina, dedicating minimal time to each. He also teaches a financial responsibility course at a private high school, spending a few hours per week on this activity.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2020 - Present · 6 yrs 7 mos
Janney Montgomery Scott LLCBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Morgan Stanley
February 2011 - March 2020 · 9 yrs 1 mo
Morgan StanleyBroker
January 2011 - March 2020 · 9 yrs 2 mos
Raymond James & Associates, INC.
May 2001 - February 2011 · 9 yrs 9 mos
Raymond James & Associates, INC.Broker
May 2001 - February 2011 · 9 yrs 9 mos
Prudential Securities IncorporatedBroker
October 2000 - May 2001 · 7 mos
Pruco Securities CorporationBroker
October 1998 - November 2000 · 2 yrs 1 mo
State Registrations16 states
AZCACOCTFLILMNNCNVNYOHPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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