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Francisco Amigo

Janney Montgomery Scott LLC
36 Years of Experience
Miami, FL
1 DisclosureBroker
View SEC Summary
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Francisco Amigo is a registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 36 years of industry experience. Francisco is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8950 SW 74 Court, Suite 2005, Miami, FL, 33156

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Francisco is a co-owner with his spouse of Nilo One LLC, which owns a rental property. He dedicates minimal time to this activity.

Employment History
Current Registrations
Janney Montgomery Scott LLC
September 2017 - Present · 9 yrs 1 mo
Janney Montgomery Scott LLCBroker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
March 2001 - April 2017 · 16 yrs 1 mo
Raymond James & Associates, INC.Broker
March 2001 - April 2017 · 16 yrs 1 mo
Prudential Securities IncorporatedBroker
September 2000 - March 2001 · 6 mos
Pruco Securities CorporationBroker
April 1998 - November 2000 · 2 yrs 7 mos
The Dreyfus Service CorporationBroker
June 1994 - March 1998 · 3 yrs 9 mos
Fn Investment CenterBroker
September 1993 - June 1994 · 9 mos
Barnett Investments, INC.Broker
February 1993 - September 1993 · 7 mos
Fn Investment CenterBroker
September 1991 - February 1993 · 1 yr 5 mos
Lehman Brothers INC.Broker
April 1991 - September 1991 · 5 mos
Painewebber IncorporatedBroker
November 1989 - May 1991 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1989 - October 1989 · 4 mos
State Registrations48 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNHNJNMNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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