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Helen Bueno

Janney Montgomery Scott LLC
48 Years of Experience
Miami, FL
1 DisclosureBroker
View SEC Summary
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Helen Bueno is a registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 48 years of industry experience. Helen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8950 SW 74 Court, Suite 2005, Miami, FL, 33156

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History

Regulatory History (1)
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Criminal
February 2015
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Helen is an investor in a commercial property since 2018 and a condo timeshare owner since 1991. These activities are not investment-related and require minimal time commitment.

Employment History
Current Registrations
Janney Montgomery Scott LLC
February 2023 - Present · 3 yrs 8 mos
Janney Montgomery Scott LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2021 - March 2023 · 2 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2015 - March 2023 · 7 yrs 7 mos
Jhs Capital Advisors, LLCBroker
December 2011 - August 2015 · 3 yrs 8 mos
Young, Stovall and CompanyBroker
February 1980 - August 2013 · 33 yrs 6 mos
First Equity Corporation of FloridaBroker
March 1978 - February 1980 · 1 yr 11 mos
State Registrations22 states
ARAZCACOFLILKYLAMDMIMNMOMSNCNYOKSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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