Carl Davis
Carl Davis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Little Rock, AR, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
16609 Cantrell Road, Suite 11, Little Rock, AR, 72223
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2013Customer Dispute
April 2011Customer Dispute
February 2011Customer Dispute
December 2010Other Business Activities
Carl is the officer/president of D&E Capital Group, LLC, partner at Granite Makeover Little Rock, LLC, director at MOSAIC GROUP LLC, and officer/CEO at THE DAVIS GROUP WEALTH MANAGEMENT. He spends minimal time on each of these activities, primarily involving accounting, board meetings, and payroll.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Regions Investment Company, INC.Broker
Eisner Securities, INC.Broker
Raney Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.