TrueAdvisor
TrueAdvisor
RD
RD

Richard Drew

Vanguard Advisers, INC.
27 Years of Experience
Charlotte, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Drew is a registered investment advisor at Vanguard Advisers, INC., based in Charlotte, NC, with 27 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2433 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2026
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard works as a personal financial counselor for Magellan Federal Business, providing financial consultation to military service members and their families. This role takes up to about a quarter of Richard's time and does not involve securities transactions or financial advice.

Employment History
Current Registrations
Vanguard Advisers, INC.
September 2026 - Present · 1 mo
Vanguard Marketing Corporation
August 2026 - Present · 2 mos
Vanguard Marketing CorporationBroker
August 2026 - Present · 2 mos
Previous Registrations
Summit Financial, LLC
November 2024 - June 2026 · 1 yr 7 mos
Sedna Wealth Management, LLC
March 2018 - September 2024 · 6 yrs 6 mos
Wells Fargo Funds Management, LLC
February 2010 - October 2017 · 7 yrs 8 mos
Wells Fargo Funds Distributor, LLCBroker
February 2010 - October 2017 · 7 yrs 8 mos
Evergreen Investment Management CO
October 2009 - December 2009 · 2 mos
Evergreen Investment Services, INC.Broker
March 2004 - December 2009 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
October 2000 - March 2004 · 3 yrs 5 mos
First Union Brokerage Services, INC.Broker
October 1998 - October 2000 · 2 yrs
State Registrations2 states
NCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Charlotte, NC →All financial advisors in North Carolina →