Connie Williams
Connie Williams is a registered investment advisor at Allspring Funds Management, LLC, based in Charlotte, NC, with 26 years of industry experience. Connie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,065 clients with $320B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allspring Funds Management negotiates investment advisory fees with each managed account program sponsor. These fees generally range from 0.07% to 0.75% of the value of the client's assets managed. The total annual fees charged by sponsors generally include Allspring's fee. Fees are generally payable quarterly based on the calendar quarter-end market value. Clients also pay the fees and expenses of the underlying investments.
Location
1415 Vantage Park Drive, 3rd Floor, Charlotte, NC, 28203
Get directionsHistory
Regulatory History (1)
Judgment / Lien
October 2018Employment History
Current Registrations
Allspring Funds Management, LLC
Allspring Funds Distributor, LLCBroker
Allspring Funds Distributor, LLC
Previous Registrations
H. Beck, INC.
H. Beck, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.