Kian Soh
Kian Soh is a registered investment advisor at Osaic Institutions, INC., based in Los Angeles, CA, with 27 years of industry experience. Kian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
725 North Broadway, Los Angeles, CA, 90012
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Regulatory History (2)
Customer Dispute
December 2008Customer Dispute
March 2001Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
First Brokerage America, L.L.C.Broker
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
Uvest Financial Services Group, INC.Broker
Primevest Financial Services, INC.Broker
Uvest Financial Services Group, INC.Broker
Wm Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.