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Michael Braddy

27 Years of Experience
Bloomington, MN
1 DisclosureBrokerSells Insurance

Michael Braddy is a registered investment advisor at Cetera Investment Advisers LLC, based in Bloomington, MN, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Bloomington, MN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Settled
Other Business ActivitiesSells Insurance

Michael sells fixed insurance products, including life, disability, annuities, and long-term care. He also owns Braddy Financial, LLC, SIP Properties, LLC, SIP Wealth Management, SIP Enterprises, co-hosts a radio show, acts as trustee for a life insurance trust, and is a manager/agent for Strategic Investment Partners.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2016 - June 2023 · 6 yrs 8 mos
Berthel Fisher & Company Financial Services, INC.
January 2010 - October 2016 · 6 yrs 9 mos
Berthel Fisher & Company Financial Services, INC.
November 2008 - December 2009 · 1 yr 1 mo
Berthel, Fisher & Company Financial Services, INC.Broker
November 2008 - October 2016 · 7 yrs 11 mos
Prospera Financial Services, INC.
April 2008 - December 2008 · 8 mos
Prospera Financial Services, INC.Broker
October 2004 - December 2008 · 4 yrs 2 mos
The O.N. Equity Sales CompanyBroker
February 2003 - October 2004 · 1 yr 8 mos
Networth Asset Management, INC
June 2001 - April 2008 · 6 yrs 10 mos
Walnut Street Securities, INC.Broker
December 2000 - February 2003 · 2 yrs 2 mos
MML Investors Services, INC.Broker
November 1998 - December 2000 · 2 yrs 1 mo
State Registrations22 states
ARAZCAFLIAINMAMIMNMONCNDNENVOHOKSCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Braddy - Financial Advisor | TrueAdvisor