SM
SM
Scott Mercalde
27 Years of Experience
Cincinnati, OH
2 DisclosuresBroker
Scott Mercalde is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
7755 Montgomery Road, 2nd Floor, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009Denied
Customer Dispute
January 2009Settled
Employment History
Current Registrations
Morgan Stanley
October 2018 - Present · 7 yrs 9 mos
Morgan StanleyBroker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
February 2006 - October 2018 · 12 yrs 8 mos
UBS Financial Services INC.Broker
February 2006 - October 2018 · 12 yrs 8 mos
Citigroup Global Markets INC.
September 2000 - February 2006 · 5 yrs 5 mos
Citigroup Global Markets INC.Broker
August 2000 - February 2006 · 5 yrs 6 mos
Painewebber IncorporatedBroker
December 1998 - September 2000 · 1 yr 9 mos
State Registrations28 states
ALAZCACOFLGAIDILINKSKYLAMNMONCNHNVNYOHOKPASCTNTXVAWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.