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Paul Cardinale

Wells Fargo Advisors
27 Years of Experience
Warren, PA
1 DisclosureBroker
View SEC Summary
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Paul Cardinale is a registered investment advisor at Wells Fargo Advisors, based in Warren, PA, with 27 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Liberty St, Warren, PA, 16365

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2012 - Present · 14 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
PNC Investments
December 2005 - January 2012 · 6 yrs 1 mo
PNC InvestmentsBroker
December 2005 - January 2012 · 6 yrs 1 mo
Advest, INC.Broker
February 2003 - December 2005 · 2 yrs 10 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2001 - February 2003 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - June 2001 · 1 yr 7 mos
H.D. Vest Investment Securities, INC.Broker
May 1999 - February 2000 · 9 mos
State Registrations29 states
AZCACOFLGAHIINKSKYLAMAMDMEMIMNMOMSNCNJNYOHPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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