Kimberly Vaughn
Kimberly Vaughn is a registered investment advisor at Leonard Investment Advisors INC., based in Oklahoma City, OK, with 24 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 106 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Leonard Investment Advisors offers several investment management programs. Fees vary depending on the program and the amount of your assets.
Portfolio Investment Management Services Program (Primary Fee Schedule) and Managed Portfolio Program (Large Cap Core and All Cap Aggressive):
- First $100,000: 2.00% per year
- Next $400,000: 1.75% per year
- Next $500,000: 1.50% per year
- Over $1,000,000: 1.25% per year
Portfolio Investment Management Services Program (Grandfathered Fee Schedule) and Mutual Fund Investment Program:
- $25,000 - $100,000: 2.00% per year
- $100,001 - $500,000: 1.50% per year
- $500,001 - $2,000,000: 1.25% per year
- $2,000,001 - $5,000,000: 1.00% per year
- $5,000,001 - $10,000,000: 0.75% per year
- Over $10,000,001: Negotiable
Location
1900 NW Expressway, Suite 1450, Oklahoma City, OK, 73118
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kimberly is a registered representative at B.B. Graham & Co. and an investment advisor representative at Leonard Investment Advisors, dedicating full-time and about a quarter of her time, respectively. She also owns Kav Investments, LLC to manage personal assets and works as an insurance agent at Leonard Agency Inc., spending minimal time on each, and is an Oklahoma Notary Public.
Employment History
Current Registrations
Leonard Investment Advisors INC.
B.B. Graham & Company, INC.Broker
B.B. Graham & Company, INC.
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
UBS Painewebber INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.