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Henry Lynn

Stifel, Nicolaus & Company, Incorporated
53 Years of Experience
Birmingham, AL
1 DisclosureBroker
View SEC Summary
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Henry Lynn is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Birmingham, AL, with 53 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

800 Shades Creek Parkway, Suites 750 & 775, Birmingham, AL, 35209

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History

Regulatory History (1)
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Regulatory
May 1985
Final
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Other Business Activities

Henry is a limited partner in two private equity funds, New Capital Partners and Lazarus Private Equity Fund II, but has no active role. He also serves as a director or trustee for several charitable and historical organizations, including the Diane Stobert Sessions and Paul Trammell Sessions, Jr. Foundation, the Cathedral Church of the Advent Endowment Fund, the Webb Fund for Outreach, the Order of First Families of Virginia, and the Birmingham Museum of Art Endowment Trust, dedicating minimal time to each.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Sterne Agee Asset Management, INC.
December 2008 - July 2015 · 6 yrs 7 mos
Sterne, Agee & Leach, INC.Broker
June 1973 - July 2015 · 42 yrs 1 mo
State Registrations12 states
ALARCACOFLGALAMSNCNYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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