Bruce Anderson is a registered investment advisor, based in Traverse City, MI, with 26 years of industry experience.
Location
Traverse City, MI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Bruce is a high school golf coach at Grand Traverse Academy. This activity takes a few hours per week.
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
December 2023 - Present · 2 yrs 7 mos
Transamerica Investors Securities, LLC
December 2023 - Present · 2 yrs 7 mos
Transamerica Investors Securities, LLCBroker
December 2023 - Present · 2 yrs 7 mos
Previous Registrations
Cetera Investment Services LLCBroker
March 2021 - June 2023 · 2 yrs 3 mos
Cetera Investment Advisers LLC
March 2021 - June 2023 · 2 yrs 3 mos
Cetera Investment Services LLCBroker
July 2018 - March 2021 · 2 yrs 8 mos
Cetera Investment Advisers LLC
July 2018 - March 2021 · 2 yrs 8 mos
Spc
March 2010 - July 2018 · 8 yrs 4 mos
Sigma Financial CorporationBroker
October 2007 - July 2018 · 10 yrs 9 mos
Linsco/private Ledger CORP.
March 2007 - November 2007 · 8 mos
Linsco/private Ledger CORP.Broker
February 2007 - November 2007 · 9 mos
Chase Investment Services CORP.
May 2006 - January 2007 · 8 mos
Chase Investment Services CORP.Broker
May 2006 - January 2007 · 8 mos
Fifth Third Securities, INC.
March 2006 - April 2006 · 1 mo
Fifth Third Securities, INC.
February 2005 - December 2005 · 10 mos
Fifth Third Securities, INC.Broker
August 2002 - April 2006 · 3 yrs 8 mos
The Huntington Investment CompanyBroker
December 1998 - August 2002 · 3 yrs 8 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.