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Albert Schombs

22 Years of Experience
La Jolla, CA
2 DisclosuresBroker

Albert Schombs is a registered investment advisor at UBS Financial Services INC., based in La Jolla, CA, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1200 Prospect Street, Suite 100, La Jolla, CA, 92037

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History

Regulatory History (2)
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Judgment / Lien
September 2022
Judgment / Lien
September 2014
Employment History
Current Registrations
UBS Financial Services INC.
September 2018 - Present · 7 yrs 8 mos
UBS Financial Services INC.Broker
September 2018 - Present · 7 yrs 8 mos
UBS Financial Services INC.
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - August 2018 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - August 2018 · 6 yrs 3 mos
UBS Financial Services INC.Broker
February 2009 - September 2011 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2003 - February 2009 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - February 2009 · 6 yrs 3 mos
State Registrations4 states
CAFLNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Albert Schombs - Financial Advisor | TrueAdvisor