CM
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Christopher Mullin

25 Years of Experience
Minneapolis, MN
1 DisclosureBroker

Christopher Mullin is a registered investment advisor at Equitable Advisors, LLC, based in Minneapolis, MN, with 25 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4570 advisors
Number of Clients
69,432 clients
Average Client Portfolio
$548K average
Assets Under Management
$38.0B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

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Location

Two Meridian Crossings, Suite 450, Minneapolis, MN, 55423

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Denied
Other Business Activities

Christopher is the secretary of Caballeros del Norte, an informal horse riding club, spending minimal time per month. He is also the treasurer for Horsemen Inc, dedicating a few hours per week.

Employment History
Current Registrations
Equitable Advisors, LLC
April 2005 - Present · 21 yrs 1 mo
Equitable Advisors, LLCBroker
July 2004 - Present · 21 yrs 10 mos
Previous Registrations
American Express Financial Advisors, INC.
December 2001 - June 2003 · 1 yr 6 mos
American Express Financial Advisors INC.Broker
November 2001 - June 2003 · 1 yr 7 mos
Ids Life Insurance CompanyBroker
November 2001 - June 2003 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
April 1999 - November 2001 · 2 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
April 1999 - November 2001 · 2 yrs 7 mos
State Registrations11 states
CACOFLILINMIMNORSDWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.