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David Kimura
26 Years of Experience
Honolulu, HI
1 DisclosureBroker
David Kimura is a registered investment advisor at Cetera Investment Advisers LLC, based in Honolulu, HI, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
333 Queen Street, Honolulu, HI, 96813
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Regulatory History (1)
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Customer Dispute
June 2009Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cuso Financial Services, L.P.
August 2013 - March 2024 · 10 yrs 7 mos
Cuso Financial Services, L.P.Broker
August 2013 - March 2024 · 10 yrs 7 mos
Cuso Financial Services, L.P.
August 2013 - August 2013 · 0 mos
Usadvisors Wealth Management, LLC
February 2013 - April 2014 · 1 yr 2 mos
Securities America, INC.Broker
January 2013 - August 2013 · 7 mos
Edward JonesBroker
June 2012 - December 2012 · 6 mos
Edward Jones
June 2012 - December 2012 · 6 mos
Allstate Financial Advisors, LLC
August 2010 - April 2012 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
July 2010 - April 2012 · 1 yr 9 mos
LPL Financial Corporation
June 2004 - May 2010 · 5 yrs 11 mos
LPL Financial CorporationBroker
June 2004 - May 2010 · 5 yrs 11 mos
Financial Network Investment Corporation
October 2000 - June 2004 · 3 yrs 8 mos
Financial Network Investment CorporationBroker
September 2000 - June 2004 · 3 yrs 9 mos
Painewebber IncorporatedBroker
January 1999 - September 2000 · 1 yr 8 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.