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CFP
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CFP

Dan Chang

Ameriprise Financial Services, LLC
25 Years of Experience
San Jose, CA
Broker
View SEC Summary
View SEC Summary

Dan Chang is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in San Jose, CA, with 25 years of industry experience. Dan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 W Santa Clara St Ste 1600, San Jose, CA, 95113-1723

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.
December 2003 - October 2009 · 5 yrs 10 mos
Ameriprise Advisor Services, INC.Broker
December 2003 - October 2009 · 5 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
July 2003 - July 2003 · 0 mos
Wall Street Financial Group, INC.Broker
January 1999 - September 2001 · 2 yrs 8 mos
State Registrations22 states
AKAZCACOFLGAHIIDILINMAMIMTNJNMNVNYORTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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