Luke Tung
Luke Tung is a CFP, ChFC-designated registered investment advisor at Oneamerica Securities, INC., based in San Jose, CA, with 26 years of industry experience. Luke is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.
Fee Estimator
Location
2130 Ringwood Ave, San Jose, CA, 95131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Luke sells non-variable insurance products, including fixed life and fixed annuities. He is also an owner/instructor at GAD Financial Education and Training Corporation, providing pre-licensing courses and financial education seminars, and a mortgage loan broker at JJST Corporation.
Employment History
Current Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLCBroker
AXA Advisors, LLC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Legacy Financial Services, INC.Broker
Nylife Securities INC.Broker
Mony Securities CorporationBroker
Signator Investors, INC.Broker
Wma Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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