Terence Brogan is a registered investment advisor at Brogan Asset Management, LLC, based in Wynnewood, PA, with 26 years of industry experience. Terence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1 clients with $500K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.70% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
Fee Estimator
Location
Wynnewood, PA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Brogan Asset Management, LLC
Previous Registrations
Wellington Shields & CO., LLC
Wellington Shields & CO., LLCBroker
H. G. Wellington & CO. INC. Capital Management Division
H. G. Wellington & CO., INC.Broker
Signator Investors, INC.Broker
John Hancock Funds, INC.Broker
Signator Investors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.