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Marsha Vaughan

Morgan Stanley
25 Years of Experience
Ponte Vedra Beach, FL
1 DisclosureBroker
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Marsha Vaughan is a registered investment advisor at Morgan Stanley, based in Ponte Vedra Beach, FL, with 25 years of industry experience. Marsha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

50 A1A North, Suite 112, Ponte Vedra Beach, FL, 32082

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2014
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Other Business Activities

Marsha is a business owner for Arbonne, a network marketing sales company, since 2015. She dedicates minimal time to this activity.

Employment History
Current Registrations
Morgan Stanley
March 2020 - Present · 6 yrs 7 mos
Morgan StanleyBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
July 2016 - February 2020 · 3 yrs 7 mos
Raymond James & Associates, INC.Broker
May 2016 - February 2020 · 3 yrs 9 mos
Bb&t Securities, LLC
January 2013 - July 2014 · 1 yr 6 mos
Bb&t Securities, LLCBroker
January 2013 - July 2014 · 1 yr 6 mos
Scott & Stringfellow, LLC
December 2012 - January 2013 · 1 mo
Scott & Stringfellow, LLCBroker
December 2012 - January 2013 · 1 mo
Wells Fargo Advisors, LLC
May 2011 - December 2012 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
May 2011 - December 2012 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2010 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2010 · 1 yr 2 mos
Banc of America Investment Services, INC.
June 2005 - October 2009 · 4 yrs 4 mos
Banc of America Investment Services, INC.Broker
April 2000 - October 2009 · 9 yrs 6 mos
American Express Financial Advisors INC.Broker
April 1999 - March 2000 · 11 mos
Ids Life Insurance CompanyBroker
April 1999 - March 2000 · 11 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMSNCNDNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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