Tracy Jao
Tracy Jao is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Danville, CA, with 24 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 35,105 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Steward Partners offers investment management through various programs. Fees are negotiable and are calculated as a percentage of the assets managed. The maximum program fee is 2.50% annually. There are minimum new account values, but no minimum quarterly program fees are listed for the Steward Partners Discretionary Portfolios and Steward Partners Guided Portfolios. The amount of compensation Steward Partners receives varies between advisory programs and services, creating a potential conflict of interest.
Location
500 La Gonda Way, Suite 210, Danville, CA, 94526
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
Previous Registrations
Simplex Wealth Management
Consilium Wealth Management
Creative Planning
Destination Wealth Management
Charles Schwab & CO., INC.
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations2 states
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