Anthony Dorval
Anthony Dorval is a CFP-designated registered investment advisor at Moors & Cabot, INC, based in Maitland, FL, with 27 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.50% |
| $250K - $500K | 0.50% |
| $500K - $1000K | 0.50% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.
Fee Estimator
Location
500 S. Maitland Avenue, Maitland, FL, 32751
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an independent insurance agent selling various insurance products, including disability, life, accident, health, LTC, and group dental and life plans. He dedicates a few hours per week to these activities.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Edward DoverMoors & Cabot, INC
- Scott Thomas, ChFCStewardship Matters
- Joshua Andrews, CFPThistle Wealth Management, LLC
- Rebecca Kauffman, CFPCommonwealth Financial Network
- Michael Henderson, CFPLPL Financial LLC
- Stuart Farb, ChFCCommonwealth Financial Network