Thomas Zanovich
Thomas Zanovich is a registered investment advisor at MML Investors Services, LLC, based in Dallas, TX, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
13455 Noel Road, 20th Floor, Dallas, TX, 75240
Get directionsHistory
Regulatory History (2)
Financial
September 2022Customer Dispute
March 2011Other Business ActivitiesSells Insurance
Thomas refers clients needing health insurance to Benefits Corporation of Texas and receives a percentage of the compensation, dedicating minimal time. He also owns rental property and works as an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance, dedicating minimal time to each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
MML Investors Services, INC.Broker
Spectrum Strategies, L.L.C.
MML Investors Services, INC.Broker
MML Investors Services, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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