JW
JW

John Wingate

27 Years of Experience
Houston, TX
1 DisclosureBroker

John Wingate is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1000 Louisiana St 7th Fl, [Tn/Td-Rbo], Houston, TX, 77002

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History

Regulatory History (1)
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Customer Dispute
August 2011
Withdrawn
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
April 2006 - January 2011 · 4 yrs 9 mos
Wells Fargo Investments, LLCBroker
July 2001 - January 2011 · 9 yrs 6 mos
Wm Financial Services, INC.Broker
April 2001 - June 2001 · 2 mos
Bank United Securities CORP.Broker
September 2000 - April 2001 · 7 mos
Southwest Securities, INC.Broker
May 1999 - September 2000 · 1 yr 4 mos
State Registrations20 states
ALARAZCACOILKSKYLAMDMSNHNMNVOKORSDTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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