TC
TC

Todd Clarke

26 Years of Experience
Queen Creek, AZ
BrokerSells Insurance

Todd Clarke is a registered investment advisor at Cetera Investment Advisers LLC, based in Queen Creek, AZ, with 26 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Queen Creek, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Todd is an insurance agent selling various insurance products, dedicating a few hours per week to this. He also owns Ensign Financial Partners, is a partner at Ensign Partners, owns Desert Haven Oasis event space, and is the chairman of the board for a non-profit.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
January 2023 - Present · 3 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
January 2023 - March 2024 · 1 yr 2 mos
Oneamerica Securities, INC.
March 2017 - February 2023 · 5 yrs 11 mos
Oneamerica Securities, INC.Broker
March 2017 - February 2023 · 5 yrs 11 mos
Cri Securities, LLCBroker
July 2016 - February 2017 · 7 mos
Securian Financial Services, INC.Broker
July 2016 - February 2017 · 7 mos
Msi Financial Services, INC.Broker
July 2010 - July 2016 · 6 yrs
Northwestern Mutual Investment Services, LLCBroker
October 2009 - July 2010 · 9 mos
Beneficial Investment Services, INC.Broker
July 2007 - September 2009 · 2 yrs 2 mos
Equity Services, INC.Broker
November 2006 - August 2007 · 9 mos
World Group Securities, INC.Broker
April 2002 - September 2006 · 4 yrs 5 mos
Wma Securities, INC.Broker
March 1999 - April 2002 · 3 yrs 1 mo
State Registrations5 states
AZCOMINYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Clarke - Financial Advisor | TrueAdvisor