Mathieu Fairband
Mathieu Fairband is a registered investment advisor at LPL Financial LLC, based in Troy, OH, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12 S Plum Street, Troy, OH, 45373
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2008Customer Dispute
March 2006Customer Dispute
October 2004Customer Dispute
August 2004Other Business ActivitiesSells Insurance
Mathieu operates Fairband Financial Group as a DBA for his LPL business and acts as a successor trustee on his parents' trust. He also engages in non-variable insurance activities through Crump; however, all these activities require minimal time commitment.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.