John Haller is a registered investment advisor at LPL Financial LLC, based in Fairborn, OH, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1298 E Dayton Yellow Springs, Rd, Fairborn, OH, 45324
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Regulatory History (1)
Customer Dispute
July 2013Other Business Activities
John operates WPCU Retirement Solutions as a DBA for his LPL business since April 2025. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Edward JonesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.