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Traci Sarmiento

Gill Capital Partners
26 Years of Experience
Denver, CO
Broker
View SEC Summary
View SEC Summary

Traci Sarmiento is a registered investment advisor at Gill Capital Partners, based in Denver, CO, with 26 years of industry experience. Traci is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 481 clients with $860M in assets under management.

Gill Capital Partners
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
481 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$862.4M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.95%
$2.0M - $3.0M0.85%
$3.0M - $4.0M0.75%
$4.0M - $5.0M0.65%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.40%
$25M+0.30%

Rates shown are for clients utilizing tax preparation services. Clients not utilizing tax preparation services receive a 0.05% discount across all tiers. Fees and account minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4582 S Ulster Street, Suite 1400, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Gill Capital Partners, LLCBroker
March 2019 - Present · 7 yrs 7 mos
Gill Capital Partners
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Cherry Street Partners
January 2016 - December 2019 · 3 yrs 11 mos
Apw Capital, INC.Broker
October 2014 - March 2019 · 4 yrs 5 mos
Curian Capital, LLC
December 2013 - October 2014 · 10 mos
Curian Clearing, LLCBroker
December 2013 - October 2014 · 10 mos
Citigroup Global Markets INC.
November 2007 - November 2013 · 6 yrs
Citigroup Global Markets INC.Broker
November 2007 - November 2013 · 6 yrs
Capwest Securities, INC.
January 2007 - November 2007 · 10 mos
Capwest Securities, INC.Broker
January 2007 - November 2007 · 10 mos
Alexander Capital Management Group, LLC
August 2006 - February 2007 · 6 mos
Wells Fargo Investments, LLC
May 2002 - June 2006 · 4 yrs 1 mo
Wells Fargo Investments, LLCBroker
April 2002 - June 2006 · 4 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
January 2002 - March 2002 · 2 mos
Morgan Stanley Dw INC.Broker
December 1999 - November 2001 · 1 yr 11 mos
State Registrations2 states
CACO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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