James Wheat
James Wheat is a registered investment advisor at Wells Fargo Advisors, based in Rolling Hills Estates, CA, with 27 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
500 Silver Spur Rd, 3rd Fl Ste 300, Rolling Hills Estates, CA, 90275
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2005Other Business Activities
James has ownership stakes in James R Wheat Investments LLC and Wheat Family Enterprises LLC, both focused on asset protection. He also serves as a trustee for his grandmother and brother's trust, and holds power of attorney for his mother, dedicating minimal time to these activities.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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