Michael Poggi
Michael Poggi is a CFP-designated registered investment advisor at LPL Financial LLC, based in East Longmeadow, MA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
61R N Main St # 3, East Longmeadow, MA, 01028
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael operates his LPL business under the DBA M. Scott Investment Services and provides investment advisory services through Private Portfolio Partners, LLC, dedicating about half of his time to the latter. He also engages in real estate activities, owns patents, offers non-variable insurance products, and is an adjunct professor at Western New England University.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Private Portfolio Partners, LLC
LPL Financial LLC
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Morgan Stanley Dw INC.Broker
Signator Investors, INC.Broker
State Registrations17 states
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