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CFP

Michael Poggi

LPL Financial LLC
27 Years of Experience
East Longmeadow, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Poggi is a CFP-designated registered investment advisor at LPL Financial LLC, based in East Longmeadow, MA, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

61R N Main St # 3, East Longmeadow, MA, 01028

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael operates his LPL business under the DBA M. Scott Investment Services and provides investment advisory services through Private Portfolio Partners, LLC, dedicating about half of his time to the latter. He also engages in real estate activities, owns patents, offers non-variable insurance products, and is an adjunct professor at Western New England University.

Employment History
Current Registrations
LPL Financial LLC
March 2025 - Present · 1 yr 7 mos
LPL Financial LLCBroker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Private Portfolio Partners, LLC
August 2014 - April 2025 · 10 yrs 8 mos
LPL Financial LLC
September 2010 - October 2015 · 5 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
May 2007 - December 2009 · 2 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2007 - September 2010 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
January 2000 - April 2007 · 7 yrs 3 mos
Signator Investors, INC.Broker
March 1999 - September 1999 · 6 mos
State Registrations17 states
AZCACTFLMAMDMEMTNCNHNYOHRISCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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