Richard Ewing
Richard Ewing is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Richmond, VA, with 26 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1021 E Cary St, Ste 1001, Richmond, VA, 23219-4051
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2018Customer Dispute
June 2016Regulatory
June 2016Customer Dispute
April 2010Customer Dispute
September 2008Regulatory
July 2007Other Business ActivitiesSells Insurance
Richard owns commercial real estate and land, and has a business ownership stake. He also works as an independent insurance broker selling fixed annuities for United of Omaha and American National, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward JonesBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.