Clay Carter
Clay Carter is a registered investment advisor at Blue Waters Advisory Group, LLC, based in Austin, TX, with 25 years of industry experience. Clay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 231 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Blue Waters Advisory Group charges a percentage of your portfolio's value each year for investment management. The exact percentage depends on how much you invest:
- $1,000 to $249,999: 1.5% to 2.5%
- $250,000 to $999,999: 1.2% to 2%
- $1,000,000 to $2,499,999: 0.7% to 1.5%
- $2,500,000 Plus: 0.3% to 1.25%
The minimum annual fee is $1,000. Fees are directly debited from your account by the custodian.
Location
1301 S. Capital of Texas Hwy, Suite B-125, Austin, TX, 78746
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Clay is appointed with various outside insurance carriers to broker non-investment related products, including life, health, disability, and non-registered group annuities. This activity is not investment-related.
Employment History
Current Registrations
Blue Waters Advisory Group, LLC
Previous Registrations
Blue Waters Advisory Group, LLC
Blue Waters Advisory Group, LLC
Eagle Strategies LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.