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Daniel Lombardozzi

Paradigm Wealth Advisory LLC
27 Years of Experience
Red Bank, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Daniel Lombardozzi is a registered investment advisor at Paradigm Wealth Advisory LLC, based in Red Bank, NJ, with 27 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 283 clients with $200M in assets under management.

Paradigm Wealth Advisory LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
283 clients
Average Client Portfolio
$711K average
Assets Under Management
$201.2M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range from 0.25% to 2.00% depending on asset levels, complexity, and overall relationship. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19 Bridge Ave, Red Bank, NJ, 07727

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2018
Final
Customer Dispute
March 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is an independent contractor selling fixed, life, health, and property & casualty insurance, dedicating about a quarter of his time to this activity. He also owns Perennial Planning Partners, LLC, which serves as a registered branch office and insurance business, requiring nearly full-time commitment.

Employment History
Current Registrations
Paradigm Wealth Advisory LLC
February 2026 - Present · 8 mos
LPL Financial LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Garden State Investment Advisory Services, LLC
April 2019 - March 2026 · 6 yrs 11 mos
Garden State Securities, INC.Broker
March 2019 - March 2026 · 7 yrs
First Allied Advisory Services, INC.
July 2012 - March 2019 · 6 yrs 8 mos
First Allied Securities, INC.Broker
December 2008 - March 2019 · 10 yrs 3 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
September 2008 - December 2008 · 3 mos
First Montauk Securities CORP.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Ashton-Clayton Financial Group, LLCBroker
April 2004 - June 2006 · 2 yrs 2 mos
American Express Financial Advisors INC.Broker
April 1999 - April 2004 · 5 yrs
Ids Life Insurance CompanyBroker
April 1999 - April 2004 · 5 yrs
State Registrations8 states
DEFLNCNJNYPARISC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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