Ralph Fetrow
Ralph Fetrow is a registered investment advisor at Prospera Financial Services, INC., based in Harrisburg, PA, with 26 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
3401 N. Front St, Suite 303, Harrisburg, PA, 17110
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Regulatory History (1)
Employment Separation After Allegations
September 2016Other Business Activities
Ralph is involved in three outside business activities. He spends about 10% of his time on Painted Hill Farms, a leisure hobby with horses, minimal time overseeing RAMS 88 INC, a real estate company, and about 10-20% of his time on Ralph J. Fetrow Consulting, offering financial planning and investment services.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Insight Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Castleview Partners, LLC
Invest Financial CorporationBroker
Invest Financial Corporation
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
PNC Investments
PNC InvestmentsBroker
PNC Capital Markets LLCBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.