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Anthony Lindner

18 Years of Experience
Broker

Anthony Lindner is a registered investment advisor at Rockefeller Capital Management, based in San Francisco, CA, with 18 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Rockefeller Capital Management
August 2024 - Present · 1 yr 8 mos
Rockefeller Capital Management
February 2020 - Present · 6 yrs 2 mos
Rockefeller Financial LLC
February 2019 - Present · 7 yrs 2 mos
Rockefeller Financial LLCBroker
February 2019 - Present · 7 yrs 2 mos
Previous Registrations
Robertson Stephens SecuritiesBroker
December 2013 - November 2017 · 3 yrs 11 mos
Robertson Stephens Advisors
December 2013 - November 2017 · 3 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2013 - July 2014 · 1 yr 1 mo
S & Y Asset Management LLC
March 2005 - December 2005 · 9 mos
S & Y Asset Management LLCBroker
February 2005 - August 2006 · 1 yr 6 mos
Stone & Youngberg LLCBroker
September 2004 - August 2006 · 1 yr 11 mos
Stone & Youngberg LLC
September 2004 - August 2006 · 1 yr 11 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
August 2002 - October 2004 · 2 yrs 2 mos
Robertson Stephens, INC.
June 2000 - August 2002 · 2 yrs 2 mos
Robertson Stephens, INC.Broker
January 2000 - August 2002 · 2 yrs 7 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.