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Jose Martinez

Riwm, LLC
25 Years of Experience
Coral Gables, FL
1 DisclosureBroker
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Jose Martinez is a registered investment advisor at Riwm, LLC, based in Coral Gables, FL, with 25 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 99 clients with $59M in assets under management.

Riwm, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
99 clients
Average Client Portfolio
$596K average
Assets Under Management
$59.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.50%
$250K - $1.0M1.50%
$1.0M - $2.5M1.00%
$2.5M+0.50%

Fees are negotiable on a client-by-client basis. The firm may group related accounts to meet minimum requirements.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2655 Le Jeune Road, Suite 916, Coral Gables, FL, 33134

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jose works as a financial advisor for RIWM, LLC since 2012.

Employment History
Current Registrations
Riwm, LLC
April 2025 - Present · 1 yr 6 mos
Aegis Capital CORP.
August 2015 - Present · 11 yrs 2 mos
Aegis Capital CORP.Broker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Capital Guardian, LLCBroker
August 2012 - June 2015 · 2 yrs 10 mos
Riwm, LLC
May 2012 - December 2024 · 12 yrs 7 mos
Global Investor Services, L.C.Broker
January 2011 - August 2012 · 1 yr 7 mos
Rehmann Financial
July 2010 - September 2012 · 2 yrs 2 mos
Royal Alliance Associates, INC.Broker
April 2010 - January 2011 · 9 mos
Oppenheimer & CO. INC.
March 2009 - April 2010 · 1 yr 1 mo
Oppenheimer & CO. INC.Broker
March 2009 - April 2010 · 1 yr 1 mo
Stanford Group Company
March 2006 - March 2009 · 3 yrs
Stanford Group CompanyBroker
February 2006 - March 2009 · 3 yrs 1 mo
Banc of America Investment Services, INC.
September 2003 - February 2006 · 2 yrs 5 mos
Banc of America Investment Services, INC.Broker
August 2003 - February 2006 · 2 yrs 6 mos
Popular Securities, INC.Broker
July 2000 - April 2003 · 2 yrs 9 mos
State Registrations3 states
CAFLPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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