Jose Martinez is a registered investment advisor at Riwm, LLC, based in Coral Gables, FL, with 25 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 73 clients with $48M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
73 clients
Average Client Portfolio
$651K average
Assets Under Management
$47.6M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.00% |
| $2.5M+ | 0.50% |
Fees may be negotiable. Discounts may be offered to family members and friends of associated persons of the firm.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2655 Le Jeune Road, Suite 916, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2007Closed-No Action
Other Business Activities
Jose works as a financial advisor for RIWM, LLC since 2012.
Employment History
Current Registrations
Riwm, LLC
April 2025 - Present · 1 yr
Aegis Capital CORP.
August 2015 - Present · 10 yrs 8 mos
Aegis Capital CORP.Broker
June 2015 - Present · 10 yrs 10 mos
Previous Registrations
Capital Guardian, LLCBroker
August 2012 - June 2015 · 2 yrs 10 mos
Riwm, LLC
May 2012 - December 2024 · 12 yrs 7 mos
Global Investor Services, L.C.Broker
January 2011 - August 2012 · 1 yr 7 mos
Rehmann Financial
July 2010 - September 2012 · 2 yrs 2 mos
Royal Alliance Associates, INC.Broker
April 2010 - January 2011 · 9 mos
Oppenheimer & CO. INC.
March 2009 - April 2010 · 1 yr 1 mo
Oppenheimer & CO. INC.Broker
March 2009 - April 2010 · 1 yr 1 mo
Stanford Group Company
March 2006 - March 2009 · 3 yrs
Stanford Group CompanyBroker
February 2006 - March 2009 · 3 yrs 1 mo
Banc of America Investment Services, INC.
September 2003 - February 2006 · 2 yrs 5 mos
Banc of America Investment Services, INC.Broker
August 2003 - February 2006 · 2 yrs 6 mos
Popular Securities, INC.Broker
July 2000 - April 2003 · 2 yrs 9 mos
State Registrations3 states
CAFLPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.