TrueAdvisor
TrueAdvisor
JC
CFP
JC
CFP

Joseph Canciglia

Janney Montgomery Scott LLC
27 Years of Experience
Hackensack, NJ
10 DisclosuresBroker
View SEC Summary
View SEC Summary

Joseph Canciglia is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Hackensack, NJ, with 27 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

505 Main Street, Suite 200, Hackensack, NJ, 07601-5925

Get directions

History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2020
Final
Financial
September 2019
Final
Financial
September 2018
Final
Financial
May 2018
Final
Regulatory
February 2017
Final
Customer Dispute
April 2016
Settled
Regulatory
December 2015
Final
Regulatory
June 2015
Final
Customer Dispute
January 2014
Settled
Customer Dispute
January 2013
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
May 2014 - Present · 12 yrs 5 mos
Janney Montgomery Scott LLC
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2007 - May 2014 · 6 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - May 2014 · 6 yrs 10 mos
Ryan Beck & CO.
February 2006 - July 2007 · 1 yr 5 mos
Ryan Beck & CO.Broker
April 2002 - July 2007 · 5 yrs 3 mos
Gruntal & CO., L.L.C.Broker
February 2002 - May 2002 · 3 mos
Prudential Securities IncorporatedBroker
March 1999 - January 2002 · 2 yrs 10 mos
State Registrations9 states
CAFLMAMINHNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hackensack, NJ →All financial advisors in New Jersey →
Joseph Canciglia - Financial Advisor | TrueAdvisor