PS
PS

Philip Sandt

24 Years of Experience
Hackensack, NJ
4 DisclosuresBroker

Philip Sandt is a registered investment advisor at Janney Montgomery Scott LLC, based in Hackensack, NJ, with 24 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

Loading...

Location

505 Main Street, Suite 200, Hackensack, NJ, 07601-5925

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2021
Final
Financial
November 2021
Final
Financial
October 2021
Final
Financial
May 2021
Final
Employment History
Current Registrations
Janney Montgomery Scott LLC
September 2005 - Present · 20 yrs 8 mos
Janney Montgomery Scott LLCBroker
May 2001 - Present · 25 yrs
State Registrations20 states
AZCACOCTDEFLGAILMAMDMONCNJNYPARISCTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Philip Sandt - Financial Advisor | TrueAdvisor