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Harvey Reiner

Cambridge Investment Research Advisors, INC.
26 Years of Experience
Rochester, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Harvey Reiner is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rochester, NY, with 26 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Rochester, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Harvey owns rental property and works as a financial advisor/consultant for Valiant Standard Wealth Management, dedicating nearly full-time hours. He is also an advisory representative of a RIA, an independent insurance agent, and makes referrals for Smart Asset.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2021 - Present · 5 yrs 8 mos
Cambridge Investment Research, INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
LPL Financial LLC
June 2008 - January 2021 · 12 yrs 7 mos
LPL Financial LLCBroker
June 2008 - January 2021 · 12 yrs 7 mos
Hsbc Securities (USA) INC.
October 2006 - August 2007 · 10 mos
Hsbc Securities (USA) INC.Broker
October 2006 - August 2007 · 10 mos
AXA Advisors, LLCBroker
November 2002 - September 2006 · 3 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 1999 - November 2002 · 3 yrs 6 mos
State Registrations9 states
CACOCTFLNYPATXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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