Brendan Ercole
Brendan Ercole is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Penfield, NY, with 11 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Penfield, NY
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Regulatory History (1)
Regulatory
March 2023Other Business Activities
Brendan is an advisory representative of a Registered Investment Advisor (RIA) and spends about 10-20% of his time on investment-related activities and trading. He is also an owner of Fairpoint Wealth Partners, Inc. and dedicates full-time hours to this, with most of the time spent on trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
Sage, Rutty & CO., INC.Broker
Sage, Rutty & CO., INC.
Sei Investments Management CORP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.