Francis Celona
Francis Celona is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rochester, NY, with 24 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
140 Allens Creek RD., Ste. 110, Rochester, NY, 14618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis is involved in several business activities, including Celona Advisory Services, LLC, Mendon Foundation, Inc, Focused Wealth Advisors, LLC, Francis M. Celona, CPA, PC, MQS Home Interiors, Inc., CIRA, and Allied CPAs. He also works as an independent insurance agent for various companies, dedicating minimal time to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Cambridge Investment Research, INC.Broker
1st Global Capital CORP.Broker
Ensemble Financial Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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