KM
KM
Kenneth Margolin is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2008Settled
Customer Dispute
September 2001Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2007 - June 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
February 2007 - June 2009 · 2 yrs 4 mos
UBS Financial Services INC.
June 2002 - March 2007 · 4 yrs 9 mos
UBS Financial Services INC.Broker
July 1992 - March 2007 · 14 yrs 8 mos
Lehman Brothers INC.Broker
February 1988 - August 1992 · 4 yrs 6 mos
E. F. Hutton & Company INCBroker
August 1973 - February 1988 · 14 yrs 6 mos
Philips, Appel & Walden, INC.Broker
March 1969 - August 1973 · 4 yrs 5 mos
State Registrations26 states
AZCACOCTDCDEFLILINLAMAMDMNNCNJNMNVNYOHORPASCUTVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.