Richard Maas
Richard Maas is a registered investment advisor at LPL Financial LLC, based in Novi, MI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
41875 West 11 Mile Rd, Ste 205, Novi, MI, 48375
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Regulatory History (1)
Customer Dispute
May 2022Other Business ActivitiesSells Insurance
Richard is involved with Genesis Financial Partners (DBA for LPL Business), non-variable insurance sales (term life, disability, LTC), Berry & Maas Consulting, Inc, MMRB Holdings, LLC, and Maas & Associates INC. He dedicates minimal time to Maas & Associates INC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Commonwealth Financial NetworkBroker
Sky Investments, INC.Broker
Securities America, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.