Richard Maas
Richard Maas is a registered investment advisor at LPL Financial LLC, based in Novi, MI, with 27 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
41875 West 11 Mile Rd, Ste 205, Novi, MI, 48375
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2022Other Business ActivitiesSells Insurance
Richard is involved with Genesis Financial Partners (DBA for LPL Business), non-variable insurance sales (term life, disability, LTC), Berry & Maas Consulting, Inc, MMRB Holdings, LLC, and Maas & Associates INC. He dedicates minimal time to Maas & Associates INC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Commonwealth Financial NetworkBroker
Sky Investments, INC.Broker
Securities America, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bruce BerryLPL Financial LLC
- Derek RossLPL Financial LLC
- Harold RotaryLPL Financial LLC
- Mitchell Kennedy, CFP, PFSMariner
- Scott Fishel, CFP, ChFCCreative Planning
- Eric Wathen, CFAProvident Investment Management, INC.