Harold Rotary
Harold Rotary is a registered investment advisor at LPL Financial LLC, based in West Bloomfield Twp, MI, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4400 Orchard Lake Rd, West Bloomfield Twp, MI, 48323
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 1998Other Business Activities
Harold operates his LPL business through Flagstar Wealth Services. He also owns Darb55.com and is an artist/musician with Yazoo Brothers, dedicating about 10-20% of his time to each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Regal Investment Advisors LLC
Regulus Advisors, LLCBroker
Monticello Investment Services, INC.
Midamerica Financial Services, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Vestax Securities CorporationBroker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.