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Harold Rotary

LPL Financial LLC
45 Years of Experience
Novi, MI
1 DisclosureBroker
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Harold Rotary is a registered investment advisor at LPL Financial LLC, based in Novi, MI, with 45 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24235 Novi Rd, Novi, MI, 48375

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Harold operates his LPL business through Flagstar Wealth Services. He also owns Darb55.com and is an artist/musician with Yazoo Brothers, dedicating about 10-20% of his time to each of these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 8 mos
LPL Financial LLC
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Osaic Institutions, INC.
August 2017 - February 2024 · 6 yrs 6 mos
Osaic Institutions, INC.Broker
August 2017 - February 2024 · 6 yrs 6 mos
Regal Investment Advisors LLC
March 2015 - August 2017 · 2 yrs 5 mos
Regulus Advisors, LLCBroker
March 2015 - June 2017 · 2 yrs 3 mos
Monticello Investment Services, INC.
February 2013 - March 2015 · 2 yrs 1 mo
Midamerica Financial Services, INC.Broker
July 2011 - March 2015 · 3 yrs 8 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2011 - April 2011 · 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
February 2011 - March 2011 · 1 mo
National Planning CorporationBroker
January 2011 - April 2011 · 3 mos
LPL Financial LLC
November 2010 - February 2011 · 3 mos
LPL Financial LLCBroker
September 2009 - February 2011 · 1 yr 5 mos
Mutual Service CorporationBroker
August 2002 - September 2009 · 7 yrs 1 mo
Vestax Securities CorporationBroker
April 1997 - August 2002 · 5 yrs 4 mos
Eq Financial Consultants, INC.Broker
April 1984 - February 1997 · 12 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1981 - February 1997 · 16 yrs
State Registrations8 states
CAFLMDMINYOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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